CONTROLLED RESEARCHNO TRADING仅工作区研究资产、策略参数、Sandbox 回测任务与报告可受控写入 · 不构成投资建议

READ-ONLY ADMIN / OBSERVATION ONLY

Admin 只读控制中心

集中观察系统健康、当前阶段、风险门禁、产品版本与不可变审计快照。

PASS
ADMIN MODEREAD ONLY
OBSERVATIONONLY
AUDIT RECORDS8
WRITE SURFACENONE

ADMIN OBSERVATION ROUTES

观察视图

GET ONLY
系统健康POSTGRESQL / FASTAPI / MIGRATIONS查看系统快照 →
阶段状态PHASE / QUEUE / AUTHORIZATION查看阶段快照 →
风险门禁STRATEGY / PAPER / LIVE查看门禁快照 →

SYSTEM SNAPSHOT

系统

OBSERVATION ONLY
{
  "snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
  "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1",
  "engine_version": "admin_readonly_control_center_v0.1",
  "phase_code": "2.38",
  "status": "PASS",
  "database_status": "CONNECTED",
  "database_health": "PASS",
  "api_status": "PASS",
  "api_mode": "GET_ONLY",
  "migration_count": 26,
  "latest_migration": "026_phase_2_38_admin_readonly_control_center",
  "product_tier_count": 3,
  "feature_count": 27,
  "feature_gate_count": 81,
  "research_report_count": 5,
  "research_export_count": 15,
  "backtest_count": 14,
  "paper_account_count": 1,
  "paper_order_count": 7,
  "paper_trade_count": 2,
  "health_details": {
    "migration": "PASS",
    "postgresql": "PASS",
    "api_read_only": "PASS",
    "product_catalog": "PASS",
    "research_report_exports": "PASS"
  },
  "evidence_fingerprint": "37593cf213f4455a3fd988e2f78f7bf1d889396fa6f8653c6fc890bacf7bb86f",
  "read_only": true,
  "configuration_mutation_allowed": false,
  "user_mutation_allowed": false,
  "created_at": "2026-07-18T18:15:04.915768+00:00"
}

PHASE SNAPSHOT

当前阶段

OBSERVATION ONLY
{
  "snapshot_id": "0c0b291f-d9b6-538a-b6ba-f8f9bd95129e",
  "phase_code": "2.38",
  "phase_name": "管理员只读控制中心",
  "phase_status": "ADMIN_READONLY_CONTROL_CENTER_COMPLETED",
  "previous_phase_code": "2.37",
  "next_phase_code": "2.39",
  "next_phase_authorized": false,
  "status": "PASS",
  "evidence_fingerprint": "16cb94538a5c4e26dd27946b10b439f91c84f0bf4476784afe74c842cf7d09ab",
  "read_only": true,
  "created_at": "2026-07-18T18:15:04.915768+00:00",
  "system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
  "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
}

RISK GATES

风险门禁

OBSERVATION ONLY
{
  "snapshot_id": "0c229a38-e8b8-5dea-90f9-46d0b282ab01",
  "status": "PASS",
  "configuration_write_allowed": false,
  "user_management_allowed": false,
  "feature_gate_mutation_allowed": false,
  "api_write_allowed": false,
  "payment_allowed": false,
  "strategy_allowed": false,
  "paper_trading_allowed": false,
  "live_trading_allowed": false,
  "order_generation_allowed": false,
  "broker_connected": false,
  "real_account_connected": false,
  "all_restricted_gates_closed": true,
  "details": {
    "gates": {
      "payment_allowed": false,
      "broker_connected": false,
      "strategy_allowed": false,
      "api_write_allowed": false,
      "live_trading_allowed": false,
      "paper_trading_allowed": false,
      "real_account_connected": false,
      "user_management_allowed": false,
      "order_generation_allowed": false,
      "configuration_write_allowed": false,
      "feature_gate_mutation_allowed": false
    },
    "scope": "READ_ONLY_ADMIN"
  },
  "evidence_fingerprint": "f0391423647da7205cac0b34c451a6904c3e2c440e6adce550a3456dfbb7025e",
  "read_only": true,
  "created_at": "2026-07-18T18:15:04.915768+00:00",
  "system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
  "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
}

3 TIERS / 27 FEATURES / 81 GATES

产品版本

OBSERVATION ONLY
[
  {
    "tier_code": "EXPERIENCE",
    "tier_name": "智量 AI·体验版",
    "tier_rank": 1,
    "description": "面向产品体验的基础研究查看能力。",
    "is_active": true,
    "read_only": true,
    "payment_enabled": false,
    "purchase_enabled": false,
    "trading_enabled": false,
    "broker_connected": false,
    "created_at": "2026-07-18T17:46:26.205003+00:00",
    "features": [
      {
        "feature_code": "AI_STOCK_EXPLANATION_SAMPLE",
        "feature_name": "AI 股票解释样例",
        "category": "EXPERIENCE",
        "description": "展示固定的非方向性解释样例。",
        "sort_order": 1,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "LIMITED_STOCK_DATA",
        "feature_name": "少量股票数据",
        "category": "EXPERIENCE",
        "description": "查看有限范围的历史股票数据。",
        "sort_order": 2,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "SAMPLE_FACTORS",
        "feature_name": "样例因子",
        "category": "EXPERIENCE",
        "description": "查看固定因子样例。",
        "sort_order": 3,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "SAMPLE_STRATEGY_BACKTEST",
        "feature_name": "样例策略回测",
        "category": "EXPERIENCE",
        "description": "查看固定历史验证样例。",
        "sort_order": 4,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "BASIC_DASHBOARD",
        "feature_name": "基础 Dashboard",
        "category": "EXPERIENCE",
        "description": "查看基础只读 Dashboard。",
        "sort_order": 5,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "FULL_A_SHARE_DATA",
        "feature_name": "全 A 股数据",
        "category": "PROFESSIONAL",
        "description": "查看已发布的全 A 股历史数据。",
        "sort_order": 6,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "ADJUSTED_DATA",
        "feature_name": "复权数据",
        "category": "PROFESSIONAL",
        "description": "查看经过校验的复权数据。",
        "sort_order": 7,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "FACTOR_SYSTEM",
        "feature_name": "因子系统",
        "category": "PROFESSIONAL",
        "description": "查看因子定义、质量和历史证据。",
        "sort_order": 8,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "AI_STOCK_ANALYSIS",
        "feature_name": "AI 股票分析",
        "category": "PROFESSIONAL",
        "description": "查看非方向性股票研究分析。",
        "sort_order": 9,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "STRATEGY_TEMPLATES",
        "feature_name": "策略模板",
        "category": "PROFESSIONAL",
        "description": "查看版本化研究模板。",
        "sort_order": 10,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "BACKTEST_SANDBOX",
        "feature_name": "回测沙盒",
        "category": "PROFESSIONAL",
        "description": "查看隔离的历史验证沙盒。",
        "sort_order": 11,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "RISK_ATTRIBUTION",
        "feature_name": "风险归因",
        "category": "PROFESSIONAL",
        "description": "查看风险分解与归因证据。",
        "sort_order": 12,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "PAPER_ACCOUNT_MODEL",
        "feature_name": "模拟账户模型",
        "category": "PROFESSIONAL",
        "description": "查看默认禁用的账户模型证据。",
        "sort_order": 13,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "MATCHING_VALIDATION_EVIDENCE",
        "feature_name": "撮合验证证据",
        "category": "PROFESSIONAL",
        "description": "查看不可变撮合验证证据。",
        "sort_order": 14,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "PORTFOLIO_AGENT",
        "feature_name": "Portfolio Agent",
        "category": "PROFESSIONAL",
        "description": "查看不可执行的组合研究预览。",
        "sort_order": 15,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "AI_INVESTMENT_COMMITTEE",
        "feature_name": "AI 投研委员会",
        "category": "PROFESSIONAL",
        "description": "查看多角色研究备忘。",
        "sort_order": 16,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "RESEARCH_REPORT_EXPORT",
        "feature_name": "研究报告导出",
        "category": "PROFESSIONAL",
        "description": "查看获准的只读研究报告导出。",
        "sort_order": 17,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "PRIVATE_DEPLOYMENT",
        "feature_name": "私有化部署",
        "category": "ENTERPRISE",
        "description": "私有化部署能力说明。",
        "sort_order": 18,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "TEAM_ACCOUNTS",
        "feature_name": "团队账号",
        "category": "ENTERPRISE",
        "description": "团队账号能力说明。",
        "sort_order": 19,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "PERMISSION_MANAGEMENT",
        "feature_name": "权限管理",
        "category": "ENTERPRISE",
        "description": "权限管理能力说明。",
        "sort_order": 20,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "AUDIT_LOGS",
        "feature_name": "审计日志",
        "category": "ENTERPRISE",
        "description": "机构审计日志查看能力。",
        "sort_order": 21,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "MULTI_ACCOUNT_RESEARCH",
        "feature_name": "多账户研究",
        "category": "ENTERPRISE",
        "description": "多账户研究能力说明,不连接真实账户。",
        "sort_order": 22,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "MULTI_STRATEGY_MANAGEMENT",
        "feature_name": "多策略管理",
        "category": "ENTERPRISE",
        "description": "多策略研究管理能力说明。",
        "sort_order": 23,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "CUSTOM_DATA_SOURCES",
        "feature_name": "数据源定制",
        "category": "ENTERPRISE",
        "description": "数据源定制范围说明。",
        "sort_order": 24,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "CUSTOM_RISK_RULES",
        "feature_name": "风控规则定制",
        "category": "ENTERPRISE",
        "description": "风控规则定制范围说明。",
        "sort_order": 25,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "BROKER_CONNECTOR_CUSTOMIZATION_DESCRIPTION",
        "feature_name": "券商连接器定制说明",
        "category": "ENTERPRISE",
        "description": "仅展示定制范围说明;未实现、未连接。",
        "sort_order": 26,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "LOCAL_DEPLOYMENT_SUPPORT",
        "feature_name": "本地部署支持",
        "category": "ENTERPRISE",
        "description": "本地部署支持范围说明。",
        "sort_order": 27,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      }
    ],
    "enabled_feature_count": 5,
    "feature_definition_count": 27
  },
  {
    "tier_code": "PROFESSIONAL",
    "tier_name": "智量 AI·专业版",
    "tier_rank": 2,
    "description": "面向专业研究人员的完整历史证据查看能力。",
    "is_active": true,
    "read_only": true,
    "payment_enabled": false,
    "purchase_enabled": false,
    "trading_enabled": false,
    "broker_connected": false,
    "created_at": "2026-07-18T17:46:26.205003+00:00",
    "features": [
      {
        "feature_code": "AI_STOCK_EXPLANATION_SAMPLE",
        "feature_name": "AI 股票解释样例",
        "category": "EXPERIENCE",
        "description": "展示固定的非方向性解释样例。",
        "sort_order": 1,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "LIMITED_STOCK_DATA",
        "feature_name": "少量股票数据",
        "category": "EXPERIENCE",
        "description": "查看有限范围的历史股票数据。",
        "sort_order": 2,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "SAMPLE_FACTORS",
        "feature_name": "样例因子",
        "category": "EXPERIENCE",
        "description": "查看固定因子样例。",
        "sort_order": 3,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "SAMPLE_STRATEGY_BACKTEST",
        "feature_name": "样例策略回测",
        "category": "EXPERIENCE",
        "description": "查看固定历史验证样例。",
        "sort_order": 4,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "BASIC_DASHBOARD",
        "feature_name": "基础 Dashboard",
        "category": "EXPERIENCE",
        "description": "查看基础只读 Dashboard。",
        "sort_order": 5,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "FULL_A_SHARE_DATA",
        "feature_name": "全 A 股数据",
        "category": "PROFESSIONAL",
        "description": "查看已发布的全 A 股历史数据。",
        "sort_order": 6,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "ADJUSTED_DATA",
        "feature_name": "复权数据",
        "category": "PROFESSIONAL",
        "description": "查看经过校验的复权数据。",
        "sort_order": 7,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "FACTOR_SYSTEM",
        "feature_name": "因子系统",
        "category": "PROFESSIONAL",
        "description": "查看因子定义、质量和历史证据。",
        "sort_order": 8,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "AI_STOCK_ANALYSIS",
        "feature_name": "AI 股票分析",
        "category": "PROFESSIONAL",
        "description": "查看非方向性股票研究分析。",
        "sort_order": 9,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "STRATEGY_TEMPLATES",
        "feature_name": "策略模板",
        "category": "PROFESSIONAL",
        "description": "查看版本化研究模板。",
        "sort_order": 10,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "BACKTEST_SANDBOX",
        "feature_name": "回测沙盒",
        "category": "PROFESSIONAL",
        "description": "查看隔离的历史验证沙盒。",
        "sort_order": 11,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "RISK_ATTRIBUTION",
        "feature_name": "风险归因",
        "category": "PROFESSIONAL",
        "description": "查看风险分解与归因证据。",
        "sort_order": 12,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "PAPER_ACCOUNT_MODEL",
        "feature_name": "模拟账户模型",
        "category": "PROFESSIONAL",
        "description": "查看默认禁用的账户模型证据。",
        "sort_order": 13,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "MATCHING_VALIDATION_EVIDENCE",
        "feature_name": "撮合验证证据",
        "category": "PROFESSIONAL",
        "description": "查看不可变撮合验证证据。",
        "sort_order": 14,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "PORTFOLIO_AGENT",
        "feature_name": "Portfolio Agent",
        "category": "PROFESSIONAL",
        "description": "查看不可执行的组合研究预览。",
        "sort_order": 15,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "AI_INVESTMENT_COMMITTEE",
        "feature_name": "AI 投研委员会",
        "category": "PROFESSIONAL",
        "description": "查看多角色研究备忘。",
        "sort_order": 16,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "RESEARCH_REPORT_EXPORT",
        "feature_name": "研究报告导出",
        "category": "PROFESSIONAL",
        "description": "查看获准的只读研究报告导出。",
        "sort_order": 17,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "PRIVATE_DEPLOYMENT",
        "feature_name": "私有化部署",
        "category": "ENTERPRISE",
        "description": "私有化部署能力说明。",
        "sort_order": 18,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "TEAM_ACCOUNTS",
        "feature_name": "团队账号",
        "category": "ENTERPRISE",
        "description": "团队账号能力说明。",
        "sort_order": 19,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "PERMISSION_MANAGEMENT",
        "feature_name": "权限管理",
        "category": "ENTERPRISE",
        "description": "权限管理能力说明。",
        "sort_order": 20,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "AUDIT_LOGS",
        "feature_name": "审计日志",
        "category": "ENTERPRISE",
        "description": "机构审计日志查看能力。",
        "sort_order": 21,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "MULTI_ACCOUNT_RESEARCH",
        "feature_name": "多账户研究",
        "category": "ENTERPRISE",
        "description": "多账户研究能力说明,不连接真实账户。",
        "sort_order": 22,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "MULTI_STRATEGY_MANAGEMENT",
        "feature_name": "多策略管理",
        "category": "ENTERPRISE",
        "description": "多策略研究管理能力说明。",
        "sort_order": 23,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "CUSTOM_DATA_SOURCES",
        "feature_name": "数据源定制",
        "category": "ENTERPRISE",
        "description": "数据源定制范围说明。",
        "sort_order": 24,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "CUSTOM_RISK_RULES",
        "feature_name": "风控规则定制",
        "category": "ENTERPRISE",
        "description": "风控规则定制范围说明。",
        "sort_order": 25,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "BROKER_CONNECTOR_CUSTOMIZATION_DESCRIPTION",
        "feature_name": "券商连接器定制说明",
        "category": "ENTERPRISE",
        "description": "仅展示定制范围说明;未实现、未连接。",
        "sort_order": 26,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      },
      {
        "feature_code": "LOCAL_DEPLOYMENT_SUPPORT",
        "feature_name": "本地部署支持",
        "category": "ENTERPRISE",
        "description": "本地部署支持范围说明。",
        "sort_order": 27,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": false,
        "access_mode": "NOT_INCLUDED",
        "reason": "TIER_NOT_INCLUDED"
      }
    ],
    "enabled_feature_count": 17,
    "feature_definition_count": 27
  },
  {
    "tier_code": "ENTERPRISE",
    "tier_name": "智量 AI·企业版",
    "tier_rank": 3,
    "description": "面向机构研究治理的定制说明与审计能力。",
    "is_active": true,
    "read_only": true,
    "payment_enabled": false,
    "purchase_enabled": false,
    "trading_enabled": false,
    "broker_connected": false,
    "created_at": "2026-07-18T17:46:26.205003+00:00",
    "features": [
      {
        "feature_code": "AI_STOCK_EXPLANATION_SAMPLE",
        "feature_name": "AI 股票解释样例",
        "category": "EXPERIENCE",
        "description": "展示固定的非方向性解释样例。",
        "sort_order": 1,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "LIMITED_STOCK_DATA",
        "feature_name": "少量股票数据",
        "category": "EXPERIENCE",
        "description": "查看有限范围的历史股票数据。",
        "sort_order": 2,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "SAMPLE_FACTORS",
        "feature_name": "样例因子",
        "category": "EXPERIENCE",
        "description": "查看固定因子样例。",
        "sort_order": 3,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "SAMPLE_STRATEGY_BACKTEST",
        "feature_name": "样例策略回测",
        "category": "EXPERIENCE",
        "description": "查看固定历史验证样例。",
        "sort_order": 4,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "BASIC_DASHBOARD",
        "feature_name": "基础 Dashboard",
        "category": "EXPERIENCE",
        "description": "查看基础只读 Dashboard。",
        "sort_order": 5,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "FULL_A_SHARE_DATA",
        "feature_name": "全 A 股数据",
        "category": "PROFESSIONAL",
        "description": "查看已发布的全 A 股历史数据。",
        "sort_order": 6,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "ADJUSTED_DATA",
        "feature_name": "复权数据",
        "category": "PROFESSIONAL",
        "description": "查看经过校验的复权数据。",
        "sort_order": 7,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "FACTOR_SYSTEM",
        "feature_name": "因子系统",
        "category": "PROFESSIONAL",
        "description": "查看因子定义、质量和历史证据。",
        "sort_order": 8,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "AI_STOCK_ANALYSIS",
        "feature_name": "AI 股票分析",
        "category": "PROFESSIONAL",
        "description": "查看非方向性股票研究分析。",
        "sort_order": 9,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "STRATEGY_TEMPLATES",
        "feature_name": "策略模板",
        "category": "PROFESSIONAL",
        "description": "查看版本化研究模板。",
        "sort_order": 10,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "BACKTEST_SANDBOX",
        "feature_name": "回测沙盒",
        "category": "PROFESSIONAL",
        "description": "查看隔离的历史验证沙盒。",
        "sort_order": 11,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "RISK_ATTRIBUTION",
        "feature_name": "风险归因",
        "category": "PROFESSIONAL",
        "description": "查看风险分解与归因证据。",
        "sort_order": 12,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "PAPER_ACCOUNT_MODEL",
        "feature_name": "模拟账户模型",
        "category": "PROFESSIONAL",
        "description": "查看默认禁用的账户模型证据。",
        "sort_order": 13,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "MATCHING_VALIDATION_EVIDENCE",
        "feature_name": "撮合验证证据",
        "category": "PROFESSIONAL",
        "description": "查看不可变撮合验证证据。",
        "sort_order": 14,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "PORTFOLIO_AGENT",
        "feature_name": "Portfolio Agent",
        "category": "PROFESSIONAL",
        "description": "查看不可执行的组合研究预览。",
        "sort_order": 15,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "AI_INVESTMENT_COMMITTEE",
        "feature_name": "AI 投研委员会",
        "category": "PROFESSIONAL",
        "description": "查看多角色研究备忘。",
        "sort_order": 16,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "RESEARCH_REPORT_EXPORT",
        "feature_name": "研究报告导出",
        "category": "PROFESSIONAL",
        "description": "查看获准的只读研究报告导出。",
        "sort_order": 17,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "PRIVATE_DEPLOYMENT",
        "feature_name": "私有化部署",
        "category": "ENTERPRISE",
        "description": "私有化部署能力说明。",
        "sort_order": 18,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "DESCRIPTION_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "TEAM_ACCOUNTS",
        "feature_name": "团队账号",
        "category": "ENTERPRISE",
        "description": "团队账号能力说明。",
        "sort_order": 19,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "DESCRIPTION_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "PERMISSION_MANAGEMENT",
        "feature_name": "权限管理",
        "category": "ENTERPRISE",
        "description": "权限管理能力说明。",
        "sort_order": 20,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "DESCRIPTION_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "AUDIT_LOGS",
        "feature_name": "审计日志",
        "category": "ENTERPRISE",
        "description": "机构审计日志查看能力。",
        "sort_order": 21,
        "description_only": false,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "VIEW_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "MULTI_ACCOUNT_RESEARCH",
        "feature_name": "多账户研究",
        "category": "ENTERPRISE",
        "description": "多账户研究能力说明,不连接真实账户。",
        "sort_order": 22,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "DESCRIPTION_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "MULTI_STRATEGY_MANAGEMENT",
        "feature_name": "多策略管理",
        "category": "ENTERPRISE",
        "description": "多策略研究管理能力说明。",
        "sort_order": 23,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "DESCRIPTION_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "CUSTOM_DATA_SOURCES",
        "feature_name": "数据源定制",
        "category": "ENTERPRISE",
        "description": "数据源定制范围说明。",
        "sort_order": 24,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "DESCRIPTION_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "CUSTOM_RISK_RULES",
        "feature_name": "风控规则定制",
        "category": "ENTERPRISE",
        "description": "风控规则定制范围说明。",
        "sort_order": 25,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "DESCRIPTION_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "BROKER_CONNECTOR_CUSTOMIZATION_DESCRIPTION",
        "feature_name": "券商连接器定制说明",
        "category": "ENTERPRISE",
        "description": "仅展示定制范围说明;未实现、未连接。",
        "sort_order": 26,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "DESCRIPTION_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      },
      {
        "feature_code": "LOCAL_DEPLOYMENT_SUPPORT",
        "feature_name": "本地部署支持",
        "category": "ENTERPRISE",
        "description": "本地部署支持范围说明。",
        "sort_order": 27,
        "description_only": true,
        "broker_integration_implemented": false,
        "enabled": true,
        "access_mode": "DESCRIPTION_ONLY",
        "reason": "INHERITED_RESEARCH_CAPABILITY"
      }
    ],
    "enabled_feature_count": 27,
    "feature_definition_count": 27
  }
]

8 APPEND-ONLY RECORDS

管理审计

OBSERVATION ONLY
[
  {
    "audit_id": "5dfc4da5-3b04-567e-ad76-18e1f637293c",
    "sequence_no": 1,
    "event_type": "PRECHECK",
    "status": "PASS",
    "details": {
      "read_only": true,
      "non_operational": true,
      "risk_snapshot_count": 1,
      "phase_snapshot_count": 1,
      "system_snapshot_count": 1,
      "upstream_state_mutated": false,
      "all_restricted_gates_closed": true
    },
    "evidence_fingerprint": "de2e321f07218e801ac5810ff3fe7338658ef3b91679d7daeffd175990a649cb",
    "created_at": "2026-07-18T18:15:04.915768+00:00",
    "system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
    "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
  },
  {
    "audit_id": "60e7436c-70c9-57c5-9c55-7a7519a2353e",
    "sequence_no": 2,
    "event_type": "SYSTEM_HEALTH_BINDING",
    "status": "PASS",
    "details": {
      "read_only": true,
      "non_operational": true,
      "risk_snapshot_count": 1,
      "phase_snapshot_count": 1,
      "system_snapshot_count": 1,
      "upstream_state_mutated": false,
      "all_restricted_gates_closed": true
    },
    "evidence_fingerprint": "1064a86ffb98f0a1c073b6ad64e559f7a1ec3b2d4e43edff88632bc3950640ff",
    "created_at": "2026-07-18T18:15:04.915768+00:00",
    "system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
    "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
  },
  {
    "audit_id": "f203ac1a-cb24-5862-8148-6271e5db6643",
    "sequence_no": 3,
    "event_type": "PHASE_STATUS_BINDING",
    "status": "PASS",
    "details": {
      "read_only": true,
      "non_operational": true,
      "risk_snapshot_count": 1,
      "phase_snapshot_count": 1,
      "system_snapshot_count": 1,
      "upstream_state_mutated": false,
      "all_restricted_gates_closed": true
    },
    "evidence_fingerprint": "ce325121aecd2169e800dc4627c62e427eed24295866225f2758b4abe2d4183d",
    "created_at": "2026-07-18T18:15:04.915768+00:00",
    "system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
    "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
  },
  {
    "audit_id": "b5a527e8-21de-5b24-acfa-94821da981d7",
    "sequence_no": 4,
    "event_type": "RISK_GATE_BINDING",
    "status": "PASS",
    "details": {
      "read_only": true,
      "non_operational": true,
      "risk_snapshot_count": 1,
      "phase_snapshot_count": 1,
      "system_snapshot_count": 1,
      "upstream_state_mutated": false,
      "all_restricted_gates_closed": true
    },
    "evidence_fingerprint": "3cd8c0b9a19bd504f6e9d88563934cda42bd3b8f6e69e395eb21cff01cfd6604",
    "created_at": "2026-07-18T18:15:04.915768+00:00",
    "system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
    "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
  },
  {
    "audit_id": "d383d47e-78dc-59c8-a7bc-32cad15e3dee",
    "sequence_no": 5,
    "event_type": "PRODUCT_CATALOG_BINDING",
    "status": "PASS",
    "details": {
      "read_only": true,
      "non_operational": true,
      "risk_snapshot_count": 1,
      "phase_snapshot_count": 1,
      "system_snapshot_count": 1,
      "upstream_state_mutated": false,
      "all_restricted_gates_closed": true
    },
    "evidence_fingerprint": "5909fdb3d346fbf994d7b53eae1ae7aac9e13a4c2b158695b1f442b433d77d98",
    "created_at": "2026-07-18T18:15:04.915768+00:00",
    "system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
    "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
  },
  {
    "audit_id": "507b50f4-6a00-5ef1-91f6-7e1a2d7ebbef",
    "sequence_no": 6,
    "event_type": "READ_ONLY_API_CHECK",
    "status": "PASS",
    "details": {
      "read_only": true,
      "non_operational": true,
      "risk_snapshot_count": 1,
      "phase_snapshot_count": 1,
      "system_snapshot_count": 1,
      "upstream_state_mutated": false,
      "all_restricted_gates_closed": true
    },
    "evidence_fingerprint": "9f0e474b5ac457681d80ea9999d5da628ccb31d6148d477bf9a7cbf3218e6127",
    "created_at": "2026-07-18T18:15:04.915768+00:00",
    "system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
    "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
  },
  {
    "audit_id": "968ce90c-e463-5574-9d6c-a9319170bfd0",
    "sequence_no": 7,
    "event_type": "COMPLIANCE_CHECK",
    "status": "PASS",
    "details": {
      "read_only": true,
      "non_operational": true,
      "risk_snapshot_count": 1,
      "phase_snapshot_count": 1,
      "system_snapshot_count": 1,
      "upstream_state_mutated": false,
      "all_restricted_gates_closed": true
    },
    "evidence_fingerprint": "98912466f5396c5900f88ed6a1020dadf8eb972df4381a81f937acf234e41209",
    "created_at": "2026-07-18T18:15:04.915768+00:00",
    "system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
    "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
  },
  {
    "audit_id": "fcd8ffbc-c67f-5c46-a253-e92461def50e",
    "sequence_no": 8,
    "event_type": "COMPLETED",
    "status": "PASS",
    "details": {
      "read_only": true,
      "non_operational": true,
      "risk_snapshot_count": 1,
      "phase_snapshot_count": 1,
      "system_snapshot_count": 1,
      "upstream_state_mutated": false,
      "all_restricted_gates_closed": true
    },
    "evidence_fingerprint": "37cf7813edb06c5839614cfcfc1f8aa1548ea7073e8cf46925ce485464b738a9",
    "created_at": "2026-07-18T18:15:04.915768+00:00",
    "system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
    "snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
  }
]

FAIL-CLOSED ADMIN BOUNDARY

只读管理边界

READ-ONLY ADMIN
配置变更CONFIG MUTATIONCLOSED
用户管理USER MANAGEMENTCLOSED
支付 / 券商PAYMENT / BROKERCLOSED / CLOSED
交易执行TRADING EXECUTIONCLOSED
{
  "admin_read_only": true,
  "read_only": true,
  "configuration_mutation_allowed": false,
  "config_mutation": false,
  "user_management_allowed": false,
  "user_management": false,
  "feature_gate_mutation_allowed": false,
  "api_write_allowed": false,
  "payment_allowed": false,
  "payment_enabled": false,
  "trading_allowed": false,
  "trading_enabled": false,
  "order_generation_allowed": false,
  "broker_connected": false,
  "real_account_connected": false
}