CONTROLLED RESEARCHNO TRADING仅工作区研究资产、策略参数、Sandbox 回测任务与报告可受控写入 · 不构成投资建议
READ-ONLY ADMIN / OBSERVATION ONLY
Admin 只读控制中心
集中观察系统健康、当前阶段、风险门禁、产品版本与不可变审计快照。
ADMIN MODEREAD ONLY
OBSERVATIONONLY
AUDIT RECORDS8
WRITE SURFACENONE
ADMIN OBSERVATION ROUTES
观察视图
SYSTEM SNAPSHOT
系统
{
"snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1",
"engine_version": "admin_readonly_control_center_v0.1",
"phase_code": "2.38",
"status": "PASS",
"database_status": "CONNECTED",
"database_health": "PASS",
"api_status": "PASS",
"api_mode": "GET_ONLY",
"migration_count": 26,
"latest_migration": "026_phase_2_38_admin_readonly_control_center",
"product_tier_count": 3,
"feature_count": 27,
"feature_gate_count": 81,
"research_report_count": 5,
"research_export_count": 15,
"backtest_count": 14,
"paper_account_count": 1,
"paper_order_count": 7,
"paper_trade_count": 2,
"health_details": {
"migration": "PASS",
"postgresql": "PASS",
"api_read_only": "PASS",
"product_catalog": "PASS",
"research_report_exports": "PASS"
},
"evidence_fingerprint": "37593cf213f4455a3fd988e2f78f7bf1d889396fa6f8653c6fc890bacf7bb86f",
"read_only": true,
"configuration_mutation_allowed": false,
"user_mutation_allowed": false,
"created_at": "2026-07-18T18:15:04.915768+00:00"
}PHASE SNAPSHOT
当前阶段
{
"snapshot_id": "0c0b291f-d9b6-538a-b6ba-f8f9bd95129e",
"phase_code": "2.38",
"phase_name": "管理员只读控制中心",
"phase_status": "ADMIN_READONLY_CONTROL_CENTER_COMPLETED",
"previous_phase_code": "2.37",
"next_phase_code": "2.39",
"next_phase_authorized": false,
"status": "PASS",
"evidence_fingerprint": "16cb94538a5c4e26dd27946b10b439f91c84f0bf4476784afe74c842cf7d09ab",
"read_only": true,
"created_at": "2026-07-18T18:15:04.915768+00:00",
"system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
}RISK GATES
风险门禁
{
"snapshot_id": "0c229a38-e8b8-5dea-90f9-46d0b282ab01",
"status": "PASS",
"configuration_write_allowed": false,
"user_management_allowed": false,
"feature_gate_mutation_allowed": false,
"api_write_allowed": false,
"payment_allowed": false,
"strategy_allowed": false,
"paper_trading_allowed": false,
"live_trading_allowed": false,
"order_generation_allowed": false,
"broker_connected": false,
"real_account_connected": false,
"all_restricted_gates_closed": true,
"details": {
"gates": {
"payment_allowed": false,
"broker_connected": false,
"strategy_allowed": false,
"api_write_allowed": false,
"live_trading_allowed": false,
"paper_trading_allowed": false,
"real_account_connected": false,
"user_management_allowed": false,
"order_generation_allowed": false,
"configuration_write_allowed": false,
"feature_gate_mutation_allowed": false
},
"scope": "READ_ONLY_ADMIN"
},
"evidence_fingerprint": "f0391423647da7205cac0b34c451a6904c3e2c440e6adce550a3456dfbb7025e",
"read_only": true,
"created_at": "2026-07-18T18:15:04.915768+00:00",
"system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
}3 TIERS / 27 FEATURES / 81 GATES
产品版本
[
{
"tier_code": "EXPERIENCE",
"tier_name": "智量 AI·体验版",
"tier_rank": 1,
"description": "面向产品体验的基础研究查看能力。",
"is_active": true,
"read_only": true,
"payment_enabled": false,
"purchase_enabled": false,
"trading_enabled": false,
"broker_connected": false,
"created_at": "2026-07-18T17:46:26.205003+00:00",
"features": [
{
"feature_code": "AI_STOCK_EXPLANATION_SAMPLE",
"feature_name": "AI 股票解释样例",
"category": "EXPERIENCE",
"description": "展示固定的非方向性解释样例。",
"sort_order": 1,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "LIMITED_STOCK_DATA",
"feature_name": "少量股票数据",
"category": "EXPERIENCE",
"description": "查看有限范围的历史股票数据。",
"sort_order": 2,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "SAMPLE_FACTORS",
"feature_name": "样例因子",
"category": "EXPERIENCE",
"description": "查看固定因子样例。",
"sort_order": 3,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "SAMPLE_STRATEGY_BACKTEST",
"feature_name": "样例策略回测",
"category": "EXPERIENCE",
"description": "查看固定历史验证样例。",
"sort_order": 4,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "BASIC_DASHBOARD",
"feature_name": "基础 Dashboard",
"category": "EXPERIENCE",
"description": "查看基础只读 Dashboard。",
"sort_order": 5,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "FULL_A_SHARE_DATA",
"feature_name": "全 A 股数据",
"category": "PROFESSIONAL",
"description": "查看已发布的全 A 股历史数据。",
"sort_order": 6,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "ADJUSTED_DATA",
"feature_name": "复权数据",
"category": "PROFESSIONAL",
"description": "查看经过校验的复权数据。",
"sort_order": 7,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "FACTOR_SYSTEM",
"feature_name": "因子系统",
"category": "PROFESSIONAL",
"description": "查看因子定义、质量和历史证据。",
"sort_order": 8,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "AI_STOCK_ANALYSIS",
"feature_name": "AI 股票分析",
"category": "PROFESSIONAL",
"description": "查看非方向性股票研究分析。",
"sort_order": 9,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "STRATEGY_TEMPLATES",
"feature_name": "策略模板",
"category": "PROFESSIONAL",
"description": "查看版本化研究模板。",
"sort_order": 10,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "BACKTEST_SANDBOX",
"feature_name": "回测沙盒",
"category": "PROFESSIONAL",
"description": "查看隔离的历史验证沙盒。",
"sort_order": 11,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "RISK_ATTRIBUTION",
"feature_name": "风险归因",
"category": "PROFESSIONAL",
"description": "查看风险分解与归因证据。",
"sort_order": 12,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "PAPER_ACCOUNT_MODEL",
"feature_name": "模拟账户模型",
"category": "PROFESSIONAL",
"description": "查看默认禁用的账户模型证据。",
"sort_order": 13,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "MATCHING_VALIDATION_EVIDENCE",
"feature_name": "撮合验证证据",
"category": "PROFESSIONAL",
"description": "查看不可变撮合验证证据。",
"sort_order": 14,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "PORTFOLIO_AGENT",
"feature_name": "Portfolio Agent",
"category": "PROFESSIONAL",
"description": "查看不可执行的组合研究预览。",
"sort_order": 15,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "AI_INVESTMENT_COMMITTEE",
"feature_name": "AI 投研委员会",
"category": "PROFESSIONAL",
"description": "查看多角色研究备忘。",
"sort_order": 16,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "RESEARCH_REPORT_EXPORT",
"feature_name": "研究报告导出",
"category": "PROFESSIONAL",
"description": "查看获准的只读研究报告导出。",
"sort_order": 17,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "PRIVATE_DEPLOYMENT",
"feature_name": "私有化部署",
"category": "ENTERPRISE",
"description": "私有化部署能力说明。",
"sort_order": 18,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "TEAM_ACCOUNTS",
"feature_name": "团队账号",
"category": "ENTERPRISE",
"description": "团队账号能力说明。",
"sort_order": 19,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "PERMISSION_MANAGEMENT",
"feature_name": "权限管理",
"category": "ENTERPRISE",
"description": "权限管理能力说明。",
"sort_order": 20,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "AUDIT_LOGS",
"feature_name": "审计日志",
"category": "ENTERPRISE",
"description": "机构审计日志查看能力。",
"sort_order": 21,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "MULTI_ACCOUNT_RESEARCH",
"feature_name": "多账户研究",
"category": "ENTERPRISE",
"description": "多账户研究能力说明,不连接真实账户。",
"sort_order": 22,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "MULTI_STRATEGY_MANAGEMENT",
"feature_name": "多策略管理",
"category": "ENTERPRISE",
"description": "多策略研究管理能力说明。",
"sort_order": 23,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "CUSTOM_DATA_SOURCES",
"feature_name": "数据源定制",
"category": "ENTERPRISE",
"description": "数据源定制范围说明。",
"sort_order": 24,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "CUSTOM_RISK_RULES",
"feature_name": "风控规则定制",
"category": "ENTERPRISE",
"description": "风控规则定制范围说明。",
"sort_order": 25,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "BROKER_CONNECTOR_CUSTOMIZATION_DESCRIPTION",
"feature_name": "券商连接器定制说明",
"category": "ENTERPRISE",
"description": "仅展示定制范围说明;未实现、未连接。",
"sort_order": 26,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "LOCAL_DEPLOYMENT_SUPPORT",
"feature_name": "本地部署支持",
"category": "ENTERPRISE",
"description": "本地部署支持范围说明。",
"sort_order": 27,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
}
],
"enabled_feature_count": 5,
"feature_definition_count": 27
},
{
"tier_code": "PROFESSIONAL",
"tier_name": "智量 AI·专业版",
"tier_rank": 2,
"description": "面向专业研究人员的完整历史证据查看能力。",
"is_active": true,
"read_only": true,
"payment_enabled": false,
"purchase_enabled": false,
"trading_enabled": false,
"broker_connected": false,
"created_at": "2026-07-18T17:46:26.205003+00:00",
"features": [
{
"feature_code": "AI_STOCK_EXPLANATION_SAMPLE",
"feature_name": "AI 股票解释样例",
"category": "EXPERIENCE",
"description": "展示固定的非方向性解释样例。",
"sort_order": 1,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "LIMITED_STOCK_DATA",
"feature_name": "少量股票数据",
"category": "EXPERIENCE",
"description": "查看有限范围的历史股票数据。",
"sort_order": 2,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "SAMPLE_FACTORS",
"feature_name": "样例因子",
"category": "EXPERIENCE",
"description": "查看固定因子样例。",
"sort_order": 3,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "SAMPLE_STRATEGY_BACKTEST",
"feature_name": "样例策略回测",
"category": "EXPERIENCE",
"description": "查看固定历史验证样例。",
"sort_order": 4,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "BASIC_DASHBOARD",
"feature_name": "基础 Dashboard",
"category": "EXPERIENCE",
"description": "查看基础只读 Dashboard。",
"sort_order": 5,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "FULL_A_SHARE_DATA",
"feature_name": "全 A 股数据",
"category": "PROFESSIONAL",
"description": "查看已发布的全 A 股历史数据。",
"sort_order": 6,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "ADJUSTED_DATA",
"feature_name": "复权数据",
"category": "PROFESSIONAL",
"description": "查看经过校验的复权数据。",
"sort_order": 7,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "FACTOR_SYSTEM",
"feature_name": "因子系统",
"category": "PROFESSIONAL",
"description": "查看因子定义、质量和历史证据。",
"sort_order": 8,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "AI_STOCK_ANALYSIS",
"feature_name": "AI 股票分析",
"category": "PROFESSIONAL",
"description": "查看非方向性股票研究分析。",
"sort_order": 9,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "STRATEGY_TEMPLATES",
"feature_name": "策略模板",
"category": "PROFESSIONAL",
"description": "查看版本化研究模板。",
"sort_order": 10,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "BACKTEST_SANDBOX",
"feature_name": "回测沙盒",
"category": "PROFESSIONAL",
"description": "查看隔离的历史验证沙盒。",
"sort_order": 11,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "RISK_ATTRIBUTION",
"feature_name": "风险归因",
"category": "PROFESSIONAL",
"description": "查看风险分解与归因证据。",
"sort_order": 12,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "PAPER_ACCOUNT_MODEL",
"feature_name": "模拟账户模型",
"category": "PROFESSIONAL",
"description": "查看默认禁用的账户模型证据。",
"sort_order": 13,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "MATCHING_VALIDATION_EVIDENCE",
"feature_name": "撮合验证证据",
"category": "PROFESSIONAL",
"description": "查看不可变撮合验证证据。",
"sort_order": 14,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "PORTFOLIO_AGENT",
"feature_name": "Portfolio Agent",
"category": "PROFESSIONAL",
"description": "查看不可执行的组合研究预览。",
"sort_order": 15,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "AI_INVESTMENT_COMMITTEE",
"feature_name": "AI 投研委员会",
"category": "PROFESSIONAL",
"description": "查看多角色研究备忘。",
"sort_order": 16,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "RESEARCH_REPORT_EXPORT",
"feature_name": "研究报告导出",
"category": "PROFESSIONAL",
"description": "查看获准的只读研究报告导出。",
"sort_order": 17,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "PRIVATE_DEPLOYMENT",
"feature_name": "私有化部署",
"category": "ENTERPRISE",
"description": "私有化部署能力说明。",
"sort_order": 18,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "TEAM_ACCOUNTS",
"feature_name": "团队账号",
"category": "ENTERPRISE",
"description": "团队账号能力说明。",
"sort_order": 19,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "PERMISSION_MANAGEMENT",
"feature_name": "权限管理",
"category": "ENTERPRISE",
"description": "权限管理能力说明。",
"sort_order": 20,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "AUDIT_LOGS",
"feature_name": "审计日志",
"category": "ENTERPRISE",
"description": "机构审计日志查看能力。",
"sort_order": 21,
"description_only": false,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "MULTI_ACCOUNT_RESEARCH",
"feature_name": "多账户研究",
"category": "ENTERPRISE",
"description": "多账户研究能力说明,不连接真实账户。",
"sort_order": 22,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "MULTI_STRATEGY_MANAGEMENT",
"feature_name": "多策略管理",
"category": "ENTERPRISE",
"description": "多策略研究管理能力说明。",
"sort_order": 23,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "CUSTOM_DATA_SOURCES",
"feature_name": "数据源定制",
"category": "ENTERPRISE",
"description": "数据源定制范围说明。",
"sort_order": 24,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "CUSTOM_RISK_RULES",
"feature_name": "风控规则定制",
"category": "ENTERPRISE",
"description": "风控规则定制范围说明。",
"sort_order": 25,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "BROKER_CONNECTOR_CUSTOMIZATION_DESCRIPTION",
"feature_name": "券商连接器定制说明",
"category": "ENTERPRISE",
"description": "仅展示定制范围说明;未实现、未连接。",
"sort_order": 26,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
},
{
"feature_code": "LOCAL_DEPLOYMENT_SUPPORT",
"feature_name": "本地部署支持",
"category": "ENTERPRISE",
"description": "本地部署支持范围说明。",
"sort_order": 27,
"description_only": true,
"broker_integration_implemented": false,
"enabled": false,
"access_mode": "NOT_INCLUDED",
"reason": "TIER_NOT_INCLUDED"
}
],
"enabled_feature_count": 17,
"feature_definition_count": 27
},
{
"tier_code": "ENTERPRISE",
"tier_name": "智量 AI·企业版",
"tier_rank": 3,
"description": "面向机构研究治理的定制说明与审计能力。",
"is_active": true,
"read_only": true,
"payment_enabled": false,
"purchase_enabled": false,
"trading_enabled": false,
"broker_connected": false,
"created_at": "2026-07-18T17:46:26.205003+00:00",
"features": [
{
"feature_code": "AI_STOCK_EXPLANATION_SAMPLE",
"feature_name": "AI 股票解释样例",
"category": "EXPERIENCE",
"description": "展示固定的非方向性解释样例。",
"sort_order": 1,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "LIMITED_STOCK_DATA",
"feature_name": "少量股票数据",
"category": "EXPERIENCE",
"description": "查看有限范围的历史股票数据。",
"sort_order": 2,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "SAMPLE_FACTORS",
"feature_name": "样例因子",
"category": "EXPERIENCE",
"description": "查看固定因子样例。",
"sort_order": 3,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "SAMPLE_STRATEGY_BACKTEST",
"feature_name": "样例策略回测",
"category": "EXPERIENCE",
"description": "查看固定历史验证样例。",
"sort_order": 4,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "BASIC_DASHBOARD",
"feature_name": "基础 Dashboard",
"category": "EXPERIENCE",
"description": "查看基础只读 Dashboard。",
"sort_order": 5,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "FULL_A_SHARE_DATA",
"feature_name": "全 A 股数据",
"category": "PROFESSIONAL",
"description": "查看已发布的全 A 股历史数据。",
"sort_order": 6,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "ADJUSTED_DATA",
"feature_name": "复权数据",
"category": "PROFESSIONAL",
"description": "查看经过校验的复权数据。",
"sort_order": 7,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "FACTOR_SYSTEM",
"feature_name": "因子系统",
"category": "PROFESSIONAL",
"description": "查看因子定义、质量和历史证据。",
"sort_order": 8,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "AI_STOCK_ANALYSIS",
"feature_name": "AI 股票分析",
"category": "PROFESSIONAL",
"description": "查看非方向性股票研究分析。",
"sort_order": 9,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "STRATEGY_TEMPLATES",
"feature_name": "策略模板",
"category": "PROFESSIONAL",
"description": "查看版本化研究模板。",
"sort_order": 10,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "BACKTEST_SANDBOX",
"feature_name": "回测沙盒",
"category": "PROFESSIONAL",
"description": "查看隔离的历史验证沙盒。",
"sort_order": 11,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "RISK_ATTRIBUTION",
"feature_name": "风险归因",
"category": "PROFESSIONAL",
"description": "查看风险分解与归因证据。",
"sort_order": 12,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "PAPER_ACCOUNT_MODEL",
"feature_name": "模拟账户模型",
"category": "PROFESSIONAL",
"description": "查看默认禁用的账户模型证据。",
"sort_order": 13,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "MATCHING_VALIDATION_EVIDENCE",
"feature_name": "撮合验证证据",
"category": "PROFESSIONAL",
"description": "查看不可变撮合验证证据。",
"sort_order": 14,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "PORTFOLIO_AGENT",
"feature_name": "Portfolio Agent",
"category": "PROFESSIONAL",
"description": "查看不可执行的组合研究预览。",
"sort_order": 15,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "AI_INVESTMENT_COMMITTEE",
"feature_name": "AI 投研委员会",
"category": "PROFESSIONAL",
"description": "查看多角色研究备忘。",
"sort_order": 16,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "RESEARCH_REPORT_EXPORT",
"feature_name": "研究报告导出",
"category": "PROFESSIONAL",
"description": "查看获准的只读研究报告导出。",
"sort_order": 17,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "PRIVATE_DEPLOYMENT",
"feature_name": "私有化部署",
"category": "ENTERPRISE",
"description": "私有化部署能力说明。",
"sort_order": 18,
"description_only": true,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "DESCRIPTION_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "TEAM_ACCOUNTS",
"feature_name": "团队账号",
"category": "ENTERPRISE",
"description": "团队账号能力说明。",
"sort_order": 19,
"description_only": true,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "DESCRIPTION_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "PERMISSION_MANAGEMENT",
"feature_name": "权限管理",
"category": "ENTERPRISE",
"description": "权限管理能力说明。",
"sort_order": 20,
"description_only": true,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "DESCRIPTION_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "AUDIT_LOGS",
"feature_name": "审计日志",
"category": "ENTERPRISE",
"description": "机构审计日志查看能力。",
"sort_order": 21,
"description_only": false,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "VIEW_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "MULTI_ACCOUNT_RESEARCH",
"feature_name": "多账户研究",
"category": "ENTERPRISE",
"description": "多账户研究能力说明,不连接真实账户。",
"sort_order": 22,
"description_only": true,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "DESCRIPTION_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "MULTI_STRATEGY_MANAGEMENT",
"feature_name": "多策略管理",
"category": "ENTERPRISE",
"description": "多策略研究管理能力说明。",
"sort_order": 23,
"description_only": true,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "DESCRIPTION_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "CUSTOM_DATA_SOURCES",
"feature_name": "数据源定制",
"category": "ENTERPRISE",
"description": "数据源定制范围说明。",
"sort_order": 24,
"description_only": true,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "DESCRIPTION_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "CUSTOM_RISK_RULES",
"feature_name": "风控规则定制",
"category": "ENTERPRISE",
"description": "风控规则定制范围说明。",
"sort_order": 25,
"description_only": true,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "DESCRIPTION_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "BROKER_CONNECTOR_CUSTOMIZATION_DESCRIPTION",
"feature_name": "券商连接器定制说明",
"category": "ENTERPRISE",
"description": "仅展示定制范围说明;未实现、未连接。",
"sort_order": 26,
"description_only": true,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "DESCRIPTION_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
},
{
"feature_code": "LOCAL_DEPLOYMENT_SUPPORT",
"feature_name": "本地部署支持",
"category": "ENTERPRISE",
"description": "本地部署支持范围说明。",
"sort_order": 27,
"description_only": true,
"broker_integration_implemented": false,
"enabled": true,
"access_mode": "DESCRIPTION_ONLY",
"reason": "INHERITED_RESEARCH_CAPABILITY"
}
],
"enabled_feature_count": 27,
"feature_definition_count": 27
}
]8 APPEND-ONLY RECORDS
管理审计
[
{
"audit_id": "5dfc4da5-3b04-567e-ad76-18e1f637293c",
"sequence_no": 1,
"event_type": "PRECHECK",
"status": "PASS",
"details": {
"read_only": true,
"non_operational": true,
"risk_snapshot_count": 1,
"phase_snapshot_count": 1,
"system_snapshot_count": 1,
"upstream_state_mutated": false,
"all_restricted_gates_closed": true
},
"evidence_fingerprint": "de2e321f07218e801ac5810ff3fe7338658ef3b91679d7daeffd175990a649cb",
"created_at": "2026-07-18T18:15:04.915768+00:00",
"system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
},
{
"audit_id": "60e7436c-70c9-57c5-9c55-7a7519a2353e",
"sequence_no": 2,
"event_type": "SYSTEM_HEALTH_BINDING",
"status": "PASS",
"details": {
"read_only": true,
"non_operational": true,
"risk_snapshot_count": 1,
"phase_snapshot_count": 1,
"system_snapshot_count": 1,
"upstream_state_mutated": false,
"all_restricted_gates_closed": true
},
"evidence_fingerprint": "1064a86ffb98f0a1c073b6ad64e559f7a1ec3b2d4e43edff88632bc3950640ff",
"created_at": "2026-07-18T18:15:04.915768+00:00",
"system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
},
{
"audit_id": "f203ac1a-cb24-5862-8148-6271e5db6643",
"sequence_no": 3,
"event_type": "PHASE_STATUS_BINDING",
"status": "PASS",
"details": {
"read_only": true,
"non_operational": true,
"risk_snapshot_count": 1,
"phase_snapshot_count": 1,
"system_snapshot_count": 1,
"upstream_state_mutated": false,
"all_restricted_gates_closed": true
},
"evidence_fingerprint": "ce325121aecd2169e800dc4627c62e427eed24295866225f2758b4abe2d4183d",
"created_at": "2026-07-18T18:15:04.915768+00:00",
"system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
},
{
"audit_id": "b5a527e8-21de-5b24-acfa-94821da981d7",
"sequence_no": 4,
"event_type": "RISK_GATE_BINDING",
"status": "PASS",
"details": {
"read_only": true,
"non_operational": true,
"risk_snapshot_count": 1,
"phase_snapshot_count": 1,
"system_snapshot_count": 1,
"upstream_state_mutated": false,
"all_restricted_gates_closed": true
},
"evidence_fingerprint": "3cd8c0b9a19bd504f6e9d88563934cda42bd3b8f6e69e395eb21cff01cfd6604",
"created_at": "2026-07-18T18:15:04.915768+00:00",
"system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
},
{
"audit_id": "d383d47e-78dc-59c8-a7bc-32cad15e3dee",
"sequence_no": 5,
"event_type": "PRODUCT_CATALOG_BINDING",
"status": "PASS",
"details": {
"read_only": true,
"non_operational": true,
"risk_snapshot_count": 1,
"phase_snapshot_count": 1,
"system_snapshot_count": 1,
"upstream_state_mutated": false,
"all_restricted_gates_closed": true
},
"evidence_fingerprint": "5909fdb3d346fbf994d7b53eae1ae7aac9e13a4c2b158695b1f442b433d77d98",
"created_at": "2026-07-18T18:15:04.915768+00:00",
"system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
},
{
"audit_id": "507b50f4-6a00-5ef1-91f6-7e1a2d7ebbef",
"sequence_no": 6,
"event_type": "READ_ONLY_API_CHECK",
"status": "PASS",
"details": {
"read_only": true,
"non_operational": true,
"risk_snapshot_count": 1,
"phase_snapshot_count": 1,
"system_snapshot_count": 1,
"upstream_state_mutated": false,
"all_restricted_gates_closed": true
},
"evidence_fingerprint": "9f0e474b5ac457681d80ea9999d5da628ccb31d6148d477bf9a7cbf3218e6127",
"created_at": "2026-07-18T18:15:04.915768+00:00",
"system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
},
{
"audit_id": "968ce90c-e463-5574-9d6c-a9319170bfd0",
"sequence_no": 7,
"event_type": "COMPLIANCE_CHECK",
"status": "PASS",
"details": {
"read_only": true,
"non_operational": true,
"risk_snapshot_count": 1,
"phase_snapshot_count": 1,
"system_snapshot_count": 1,
"upstream_state_mutated": false,
"all_restricted_gates_closed": true
},
"evidence_fingerprint": "98912466f5396c5900f88ed6a1020dadf8eb972df4381a81f937acf234e41209",
"created_at": "2026-07-18T18:15:04.915768+00:00",
"system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
},
{
"audit_id": "fcd8ffbc-c67f-5c46-a253-e92461def50e",
"sequence_no": 8,
"event_type": "COMPLETED",
"status": "PASS",
"details": {
"read_only": true,
"non_operational": true,
"risk_snapshot_count": 1,
"phase_snapshot_count": 1,
"system_snapshot_count": 1,
"upstream_state_mutated": false,
"all_restricted_gates_closed": true
},
"evidence_fingerprint": "37cf7813edb06c5839614cfcfc1f8aa1548ea7073e8cf46925ce485464b738a9",
"created_at": "2026-07-18T18:15:04.915768+00:00",
"system_snapshot_id": "9121b80a-b5d9-5f3e-9258-ec31b085961b",
"snapshot_code": "PHASE_2_38_ADMIN_READONLY_CONTROL_CENTER_V1"
}
]FAIL-CLOSED ADMIN BOUNDARY
只读管理边界
配置变更CONFIG MUTATIONCLOSED
用户管理USER MANAGEMENTCLOSED
支付 / 券商PAYMENT / BROKERCLOSED / CLOSED
交易执行TRADING EXECUTIONCLOSED
{
"admin_read_only": true,
"read_only": true,
"configuration_mutation_allowed": false,
"config_mutation": false,
"user_management_allowed": false,
"user_management": false,
"feature_gate_mutation_allowed": false,
"api_write_allowed": false,
"payment_allowed": false,
"payment_enabled": false,
"trading_allowed": false,
"trading_enabled": false,
"order_generation_allowed": false,
"broker_connected": false,
"real_account_connected": false
}